James
Serkes

Hudson Valley Investment Advisors, Inc

CRD#4271004
Investment Advisor
in Goshen, NY

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About this Advisor

James Serkes is a financial advisor based in Goshen, New York with 1 year of industry experience. Serkes is an advisor for Hudson Valley Investment Advisors, Inc. Serkes has gained experience at Jefferies & Company, Inc and Hudson Valley Investment Advisors, Inc. Serkes holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to work in New York. Hudson Valley Investment Advisors, Inc is a registered investment firm operating out of Goshen, NY. The investment advisory business has a total of 18 financial advisors. It oversees $1 billion in assets between its 1,863 accounts, making it one of the bigger financial advisory firms in the nation by assets under management. The firm serves 28 charitable organizations. Of its 1,863 accounts, 22% are associated with high-net-worth individuals who have greater than $1 million in assets. Hudson Valley Investment Advisors, Inc provides a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors largely depend on which services the firm provides the client. Fee types charged by Hudson Valley Investment Advisors, Inc can include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

117 Grand Street, 2Nd Floor
Goshen, NY 10924

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Hudson Valley Investment Advisors, Inc Brokerage Details

Total Assets Under Management

$1,124,334,318

NY Average: $7,464,549,021
Total Number of Employees

18

NY Average: 88
Total Number of Accounts

1,863

NY Average: 3,892
Average Account Size

$603,507

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

James Serkes Work History

James has been registered as a financial advisor for 1 years.*

2021 - Present (3 years)

Hudson Valley Investment Advisors, Inc

2012 - 2020 (8 years)

Jefferies & Company, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Serkes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hudson Valley Investment Advisors, Inc

Curt Schultzberg
Somers, NY
James Serkes
Goshen, NY
Kelly Lynch-Moloney
Goshen, NY
Samantha Booth
Goshen, NY
Ronald Mayfield
Goshen, NY
Kevin Dehond
Goshen, NY
Gustave Scacco
Goshen, NY
Bryan Scheels
Goshen, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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