John
Morris
Seraphim Capital Management, LLC
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About this Advisor
John Morris is a financial advisor who works out of New York, New York with a total of 6 years of industry experience. Morris is on the advisory team at Seraphim Capital Management, LLC. Throughout their career, Morris has worked at Catamount Wealth Management and Seraphim Capital Mangement. Morris has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in Colorado, New Jersey and New York. Seraphim Capital Management, LLC is a financial advisory business that has its headquarters in New York, NY. The company has offices in three locations and just three employees. It handles $47 million in total assets between its 265 customer accounts, making it one of the smaller financial advisory firms in the country by assets under management. Of its 265 customer accounts, just 2% are held by high-net-worth clients who have more than $1 million in assets. The company offers portfolio management for individuals and small businesses. A financial advisor's fee schedules typically vary depending on the financial services provided. However, fees billed by Seraphim Capital Management, LLC most likely consist of some combination of asset-based, hourly and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Seraphim Capital Management, LLC Brokerage Details
$46,872,580
3
265
$176,878
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
John Morris Work History
John has been registered as a financial advisor for 6 years.*
Seraphim Capital Mangement
Catamount Wealth Management
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of John Morris to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Seraphim Capital Management, LLC
New York, NY
New York, NY
Morristown, NJ
Pennsburg, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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