Seraphim Capital Management, LLC

Investment Advisor
in Pennsburg, PA

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About this Advisor

Stephen Lam is a financial advisor working out of Pennsburg, Pennsylvania with 2 years of relevant experience. Lam works at Seraphim Capital Management, LLC. The advisor has gained experience at Stephen T. Lam Cpa, Mid Atlantic Capital Corporation, Northwest Nj Associates, Heart To Heart Hospice, Real Page Inc, Woodbury Financial Services Inc and Seraphim Capital Management. Lam has a Series 63 license, certifying them as a securities agent, and can operate in Pennsylvania. Seraphim Capital Management, LLC is a company that has its headquarters in New York, NY. The investment advisory business has offices in three locations and just three employees. It handles $47 million in total assets among its 265 accounts, making it one of the smaller firms in the nation by assets under management. Of its 265 client accounts, just 2% belong to high-net-worth clients who have at least $1 million in investable assets. Seraphim Capital Management, Llc provides portfolio management for individuals and small businesses. Financial advisory fees vary depending on the type of financial services. Fees charged by Seraphim Capital Management, LLC can be comprised of asset-based, hourly and performance-based fees.

Certifications and Registrations

Series 63

Years Registered*

2 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Hourly Charges, Performance-based Fees

Office Location

437 Dotts St
Pennsburg, PA 18073

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Seraphim Capital Management, LLC Brokerage Details

Total Assets Under Management


PA Average: $7,464,549,021
Total Number of Employees


PA Average: 88
Total Number of Accounts


PA Average: 3,892
Average Account Size


PA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Stephen Lam Work History

Stephen has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Seraphim Capital Management

2015 - Present (9 years)

Northwest Nj Associates

2006 - Present (18 years)

Stephen T. Lam Cpa

2017 - 2021 (4 years)

Woodbury Financial Services Inc

2015 - 2017 (2 years)

Mid Atlantic Capital Corporation

2012 - 2015 (3 years)

Heart To Heart Hospice

2011 - 2015 (4 years)

Real Page Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Stephen Lam to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Seraphim Capital Management, LLC

John Mckee
New York, NY
John Morris
New York, NY
Daniel Petrie
Morristown, NJ
Stephen Lam
Pennsburg, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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