John
Shockey
Independent Solutions Wealth Management, LLC
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About this Advisor
John Shockey is a financial advisor who works out of Buffalo, New York with a total of 7 years of industry experience. Shockey currently works for Independent Solutions Wealth Management, LLC. The advisor has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc, J.P. Turner & Company, LLC, Independent Solutions Wealth Management, LLC and Summit Brokerage Services. Shockey has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in Louisiana and Texas. Independent Solutions Wealth Management, LLC is an advisory business based in Buffalo, NY. The firm has a total of 18 advisors. It oversees $838 million in assets under management among its 5,408 client accounts, placing it among the bigger firms in the country by assets under management. Of its 5,408 client accounts, just 3% are held by high-net-worth clients who have more than $1 million in investable assets. The company offers a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. A financial advisor's fees usually depend on the type of services. However, fee types billed by Independent Solutions Wealth Management, LLC can be comprised of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Independent Solutions Wealth Management, LLC Brokerage Details
$838,414,200
18
5,408
$155,032
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
John Shockey Work History
John has been registered as a financial advisor for 7 years.*
Independent Solutions Wealth Management, LLC
Summit Brokerage Services
J.P. Turner & Company, LLC
Merrill Lynch, Pierce, Fenner & Smith Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of John Shockey to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Independent Solutions Wealth Management, LLC
Buffalo, NY
Buffalo, NY
Buffalo, NY
Buffalo, NY
Buffalo, NY
Buffalo, NY
San Diego, CA
Buffalo, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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