Joseph
Lucia
Joseph P. Lucia & Associates, LLC
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About this Advisor
Joseph Lucia is a financial advisor working out of Yorktown Heights, New York who has 2 years of industry experience. Lucia currently works for Joseph P. Lucia & Associates, LLC. Lucia has gained experience at Joseph P. Lucia And Associates, Purshe Kaplan Sterling Investments, Great American Investors and Joesph P Lucia & Associates. Lucia holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in New York and Texas. Joseph P. Lucia & Associates, LLC is a registered investment company that has its headquarters in Yorktown Heights, NY. The company has just five financial advisors. It manages $295 million in assets among its 1,403 client accounts, placing it among the mid-sized firms in the country by assets under management. Of its 1,403 customer accounts, just 8% belong to high-net-worth clients who have at least $1 million in assets. Joseph P. Lucia & Associates, LLC has a few services, including financial planning services and portfolio management for individuals and small businesses. Fees charged by financial advisors depend on the services provided. Fee types billed by Joseph P. Lucia & Associates, LLC can consist of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Joseph P. Lucia & Associates, LLC Brokerage Details
$294,495,687
5
1,403
$209,904
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Joseph Lucia Work History
Joseph has been registered as a financial advisor for 2 years.*
Purshe Kaplan Sterling Investments
Great American Investors
Joesph P Lucia & Associates
Joseph P. Lucia And Associates
Great American Investors
Great American Investors
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joseph Lucia to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Joseph P. Lucia & Associates, LLC
Yorktown Heights, NY
Yorktown Heights, NY
Yorktown Heights, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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