Katherine
Cordtz

Stifel, Nicolaus & Company, Inc

CRD#4966117
Investment Advisor
in New York, NY

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About this Advisor

Katherine Cordtz is a financial advisor operating out of New York, New York, who has been in the industry for 12 years. Cordtz is an advisor for Stifel, Nicolaus & Company, Inc. Their career trajectory has included roles at Barclays Capital Inc and Stifel, Nicolaus & Company, Inc. Cordtz holds Series 63 and Series 66 licenses, certifying them as a securities representative, and is able to work in New York, Pennsylvania and Texas. Stifel, Nicolaus & Company, Inc is an advisory firm that has its headquarters in New York, New York. The firm has offices in 434 locations and a total of 6,384 financial advisors. It administers $149 billion in assets among its 316,625 accounts, making it one of the biggest firms in the country by assets under management. The firm provides financial advisory services to 1,274 charitable organizations. Of its 316,625 accounts, 27% are held by high-net-worth investors who have more than $1 million in investable assets. Stifel, Nicolaus & Company, Inc has a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules depend on which services the firm provides the client. Fees billed by Stifel, Nicolaus & Company, Inc most likely include some blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1095 Avenue Of The Americas 3Rd and 4Th Floors
New York, NY 10036

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$148,561,390,277

NY Average: $11,469,110,461
Total Number of Employees

6,384

NY Average: 458
Total Number of Accounts

316,625

NY Average: 33,415
Average Account Size

$469,203

NY Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Katherine Cordtz Work History

Katherine has 12 years of experience.

2015 - Present (7 years)

Stifel, Nicolaus & Company, Inc

2010 - Present (12 years)

Barclays Capital Inc

Disclosures

Katherine Cordtz has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Kyle Shaw
Saint Louis, MO
Kelsey Feeley
Washington, DC
Kevin Bowcock
San Diego, CA
Joshua Williams
Lagrange, GA
Leslie Nelson
Wenatchee, WA
Dennis Johnson
Mequon, WI
Michael Beck
Saint Louis, MO

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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