Kenneth
Elliott

Ashton Thomas Securities, LLC

CRD#6670332
Investment Advisor
in Rochester, NY

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About this Advisor

Kenneth Elliott is a financial advisor based in Rochester, New York, working with Ashton Thomas Securities, LLC. Kenneth has previously held positions at Rockywold Deephaven Camps, Bleakley Financial Group, Jpmorgan Chase, Alex Brown - Raymond James, Loyola University Maryland, Custom Index Systems, LLC Dba Quantum Portfolio Management, Raymond James & Associates, Inc, Index Technologies Group, LLC, and Ashton Thomas Securities, LLC. Kenneth has passed the Series 66 regulatory exam and is registered to provide services in California, New Jersey, and New York. Currently, Kenneth is part of Ashton Thomas Securities, LLC, which operates out of Rochester, New York. The firm has 6 offices and 24 employees. The firm manages assets totaling $409.1 million. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, and pension consulting services. The fee structure at Ashton Thomas Securities, LLC includes asset-based fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets

Office Location

200 Canal View Blvd. Ste. 204
Rochester, NY 14623

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Ashton Thomas Securities, LLC Brokerage Details

Total Assets Under Management

$409,080,530

NY Average: $7,464,549,021
Total Number of Employees

24

NY Average: 88
Total Number of Accounts

1,799

NY Average: 3,892
Average Account Size

$227,393

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Kenneth Elliott Work History

2024 - Present (0 year)

Ashton Thomas Securities, LLC

2023 - Present (1 year)

Custom Index Systems, LLC Dba Quantum Portfolio Management

2023 - Present (1 year)

Index Technologies Group, LLC

2020 - 2023 (3 years)

Raymond James & Associates, Inc

2019 - 2023 (4 years)

Alex Brown - Raymond James

2017 - 2019 (2 years)

Jpmorgan Chase

2016 - 2016 (< 1 year)

Bleakley Financial Group

2016 - 2017 (1 year)

Loyola University Maryland

2015 - 2015 (< 1 year)

Rockywold Deephaven Camps

2015 - 2016 (1 year)

Loyola University Maryland

2014 - 2014 (< 1 year)

Rockywold Deephaven Camps

2014 - 2015 (1 year)

Loyola University Maryland

Disclosures

Please visit the SEC profile of Kenneth Elliott to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ashton Thomas Securities, LLC

Ryken Ruuspakka
Endicott, NY
Justine Kinaj
New York, NY
Kenneth Elliott
Rochester, NY
Ines Seferi
Rochester, NY
Justin Cuvelier
Rochester, NY
Jody Swapp
Rochester, NY
Jon Duprau
New York, NY
Robert Lee
Rochester, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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