Kuni
Chen

Seeds Investor LLC

CRD#3174773
Investment Advisor
in New York, NY

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About this Advisor

Kuni Chen is a chartered financial analyst who works in New York, New York with 2 years of relevant experience. Chen is an employee of Seeds Investor LLC. Throughout their career, they have worked at The Nature Conservancy, The Vertical Group, Irc Securities LLC, Mufg Securities Americas Inc, Longbow Securities LLC, Arcadia Securities, LLC, Fordham Financial Management, Inc, H.C. Wainwright & Co., LLC, Compliance Risk Concepts, Joseph Gunnar & Co., LLC, Benchmark Investments, LLC, The Benchmark Company, LLC, Mkm Partners LLC, Us Capital Advisors LLC, Wellington Shields Co. LLC, Ubs Securities, Oscar Gruss & Son Inc, Spartan Capital Securities, LLC, Jmp Securities LLC, Seeds Investor, Four Points Capital Partners and Loop Capital Markets LLC. Chen holds a Series 63 license, designating them as a securities representative, and is able to work in New York. Seeds Investor LLC is a business operating out of New York, NY. It administers $72 million in assets among its 95 client accounts, placing it among the smaller financial advisory firms in the nation by assets under management. Seeds Investor Llc provides portfolio management for institutional clients. Fees charged by financial advisors usually are based on which services the firm provides the client. Fees billed by Seeds Investor LLC most likely are comprised of asset-based and fixed fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years Registered*

2 years

Services Offered

Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

43 West 23Rd Street 4Th Floor
New York, NY 10010

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Seeds Investor LLC Brokerage Details

Total Assets Under Management

$71,738,816

NY Average: $7,464,549,021
Total Number of Employees

8

NY Average: 88
Total Number of Accounts

95

NY Average: 3,892
Average Account Size

$755,145

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for businesses or institutional clients

Kuni Chen Work History

Kuni has been registered as a financial advisor for 2 years.*

2023 - Present (1 year)

Us Capital Advisors LLC

2022 - Present (2 years)

The Benchmark Company, LLC

2022 - Present (2 years)

Loop Capital Markets LLC

2021 - Present (3 years)

Benchmark Investments, LLC

2021 - Present (3 years)

Seeds Investor

2020 - Present (4 years)

H.C. Wainwright & Co., LLC

2020 - Present (4 years)

Compliance Risk Concepts

2020 - Present (4 years)

Jmp Securities LLC

2019 - Present (5 years)

Spartan Capital Securities, LLC

2018 - Present (6 years)

Oscar Gruss & Son Inc

2016 - Present (8 years)

The Vertical Group

2022 - 2023 (1 year)

Mkm Partners LLC

2021 - 2022 (1 year)

Joseph Gunnar & Co., LLC

2021 - 2022 (1 year)

Four Points Capital Partners

2020 - 2021 (1 year)

Longbow Securities LLC

2020 - 2021 (1 year)

Arcadia Securities, LLC

2020 - 2021 (1 year)

Fordham Financial Management, Inc

2017 - 2022 (5 years)

Irc Securities LLC

2017 - 2019 (2 years)

Mufg Securities Americas Inc

2015 - 2019 (4 years)

The Nature Conservancy

2014 - 2014 (< 1 year)

Ubs Securities

2013 - 2013 (< 1 year)

Wellington Shields Co. LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kuni Chen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Seeds Investor LLC

Kuni Chen
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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