Lawrence
Dillon
Principal Securities, Inc
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About this Advisor
Lawrence Dillon is a certified financial planner and chartered financial consultant operating out of Loudonville, New York who has 2 years of relevant experience. Dillon is an employee of Principal Securities, Inc. During their career, Dillon has held roles at Key Investment Services LLC, Keybank N.A, Principal Life Insurance Company and Principal Securities Inc. Dillon holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to work in New York. Principal Securities, Inc is a financial advisory company that has its headquarters in Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 people on staff. It has $9 billion in assets across its 46,075 accounts, placing it among the biggest firms in the country by assets under management. The firm advises 34 charitable organizations. Of its 46,075 customer accounts, just 3% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. The company has a broad set of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules usually vary depending on the type of services provided. Fee types billed by Principal Securities, Inc most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$9,416,854,861
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
1,430
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
46,075
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$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Lawrence Dillon Work History
Lawrence has been registered as a financial advisor for 2 years.*
Principal Life Insurance Company
Principal Securities Inc
Principal Life Insurance Company
Key Investment Services LLC
Keybank N.A
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Lawrence Dillon to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
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