Lori
Glennon

Royal Alliance Associates, Inc

CRD#1108918
Investment Advisor
in Utica, NY

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About this Advisor

Lori Glennon is a financial advisor who works out of Utica, New York, with 10 years of experience as a financial advisor. Glennon works at Royal Alliance Associates, Inc. Throughout their career, Glennon has worked at Royal Alliance and Caruso Mclean & Co., Inc. Glennon has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in New York. Royal Alliance Associates, Inc is an advisory firm operating in Utica, New York. The firm has offices in 905 locations and a total of 3,849 people on staff. It controls $28 billion in total assets across its 112,286 client accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm serves 134 charitable organizations. Of its 112,286 accounts, 18% are associated with high-net-worth clients who have at least $1 million in assets. Royal Alliance Associates, Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically are based on the type of services provided. However, fee types charged by Royal Alliance Associates, Inc most likely consist of some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

Lomond Place Office Park 130 Lomond Court
Utica, NY 13502

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$28,249,401,040

NY Average: $10,121,009,343
Total Number of Employees

3,849

NY Average: 92
Total Number of Accounts

112,286

NY Average: 6,978
Average Account Size

$251,584

NY Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Lori Glennon Work History

Lori has 10 years of experience.

2012 - Present (10 years)

Royal Alliance

2012 - Present (10 years)

Caruso Mclean & Co., Inc

Disclosures

Lori Glennon has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Royal Alliance Associates, Inc

Ajay Anand
Nashville, TN
Robert Bishop
Berlin, CT
Kim Bright
Torrance, CA
Lori Glennon
Utica, NY
Kevin Bateman
Missoula, MT
Terry Nordmeyer
Kankakee, IL
Tracy Crimmins
Fort Dodge, IA
Donna Tso
Honolulu, HI

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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