Royal Alliance Associates, Inc
About this Advisor
Lori Glennon is a financial advisor who works out of Utica, New York, with 10 years of experience as a financial advisor. Glennon works at Royal Alliance Associates, Inc. Throughout their career, Glennon has worked at Royal Alliance and Caruso Mclean & Co., Inc. Glennon has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in New York. Royal Alliance Associates, Inc is an advisory firm operating in Utica, New York. The firm has offices in 905 locations and a total of 3,849 people on staff. It controls $28 billion in total assets across its 112,286 client accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm serves 134 charitable organizations. Of its 112,286 accounts, 18% are associated with high-net-worth clients who have at least $1 million in assets. Royal Alliance Associates, Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically are based on the type of services provided. However, fee types charged by Royal Alliance Associates, Inc most likely consist of some blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Royal Alliance Associates, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Lori Glennon Work History
Lori has 10 years of experience.
Caruso Mclean & Co., Inc
Lori Glennon has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Royal Alliance Associates, Inc
Fort Dodge, IA
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