Maggie
Smith

Ubs Financial Services Inc

CRD#2773996
Investment Advisor
in New York, NY
Are you Maggie Smith? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Maggie Smith is a financial advisor whose office is in New York, New York. Currently a registered advisor with Ubs Financial Services Inc, they have accumulated 16 years of work experience as a financial advisor. Smith holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative. Smith is registered to operate in New Jersey. Smith has worked their career at Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in New York, New York, and operates out of 369 other offices in the nation. In total, Ubs Financial Services Inc manages $496 billion in assets throughout 922,927 accounts and employs more than 13,402 people. The firm's total assets under management places it among the biggest financial advisory firms in the nation. The firm manages 453,419 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 52% of the advisory firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

299 Park Avenue 8Th, 9Th, and 11Th Floors
New York, NY 10171

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

NY Average: $10,121,009,343
Total Number of Employees

13,335

NY Average: 92
Total Number of Accounts

957,738

NY Average: 6,978
Average Account Size

$517,923

NY Average: $1,450,417

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Maggie Smith Work History

Maggie has 16 years of experience.

2013 - Present (6 years)

Ubs

Disclosures

Maggie Smith has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started