Ubs Financial Services Inc
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About this Advisor
Maggie Smith is a financial advisor whose office is in New York, New York. Currently a registered advisor with Ubs Financial Services Inc, they have accumulated 16 years of work experience as a financial advisor. Smith holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative. Smith is registered to operate in New Jersey. Smith has worked their career at Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in New York, New York, and operates out of 369 other offices in the nation. In total, Ubs Financial Services Inc manages $496 billion in assets throughout 922,927 accounts and employs more than 13,402 people. The firm's total assets under management places it among the biggest financial advisory firms in the nation. The firm manages 453,419 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 52% of the advisory firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Ubs Financial Services Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
Maggie Smith Work History
Maggie has 16 years of experience.
Maggie Smith has no disclosures.
Please visit their SEC profile for more details.