Marc
Pfeffer

Imperial Capital Partners

CRD#2060346
Investment Advisor
in Great Neck, NY

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About this Advisor

Marc Pfeffer is a financial advisor based in Great Neck, New York, working with Imperial Capital Partners. Marc has previously held positions at Northern Lights Distributors, LLC, Cls Investments, LLC, Imperial Fund Capital Partners, LLC, and S64. Marc has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in New York. Currently, Marc is part of Imperial Capital Partners, which operates out of Great Neck, New York. The firm has one office and employs eight individuals. The firm manages assets totaling $5.3 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. The fee structure at Imperial Capital Partners includes asset-based, hourly, and performance-based fees.

Certifications and Registrations

Series 65, Series 63

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles

Fee Structure

Percentage of Assets, Hourly Charges, Performance-based Fees

Office Location

Great Neck, NY

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Imperial Capital Partners Brokerage Details

Total Assets Under Management

$5,345,581,313

NY Average: $1,855,561,029
Total Number of Employees

8

NY Average: 62
Total Number of Accounts

11

NY Average: 2,474
Average Account Size

$485,961,938

NY Average: $750,025

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles

Marc Pfeffer Work History

2022 - Present (3 years)

Imperial Fund Capital Partners, LLC

2022 - Present (3 years)

S64

2011 - 2019 (8 years)

Northern Lights Distributors, LLC

2011 - 2020 (9 years)

Cls Investments, LLC

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Marc Pfeffer to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Imperial Capital Partners

Jared Neale
Hollywood, FL
Marc Pfeffer
Great Neck, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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