Michael
Winter
Hsbc Securities (Usa) Inc
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About this Advisor
Michael Winter is a financial advisor who works out of Depew, New York with 1 year of relevant experience. Winter currently works for Hsbc Securities (Usa) Inc. Over the course of their career, Winter has held roles at Hsbc Bank Usa, Global Retirement Partners, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc, Hsbc Bank Usa, N.A and Hsbc Securities (Usa) Inc. Winter maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to work in New York. Hsbc Securities (Usa) Inc is a registered investment business based out of New York, NY. It has offices in 60 locations and a total of 510 financial advisors. It administers $3 billion in assets under management among its 13,225 accounts, placing it among the largest firms in the nation by assets under management. Of its 13,225 customer accounts, 25% are associated with high-net-worth individuals who have greater than $1 million in investable assets. Hsbc Securities (Usa) Inc offers a wide assortment of services, including portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees charged by financial advisors typically are based on which services are offered. However, fee types charged by Hsbc Securities (Usa) Inc likely include any blend of asset-based, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hsbc Securities (Usa) Inc Brokerage Details
$2,818,810,644
510
13,225
$213,143
Investment Advisory Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Michael Winter Work History
Michael has been registered as a financial advisor for 1 years.*
Hsbc Bank Usa, N.A
Hsbc Securities (Usa) Inc
Global Retirement Partners, LLC
Merrill Lynch, Pierce, Fenner & Smith Inc
Hsbc Bank Usa
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Michael Winter to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hsbc Securities (Usa) Inc
San Francisco, CA
New York, NY
Beverly Hills, CA
Beverly Hills, CA
New Hyde Park, NY
Depew, NY
Forest Hills, NY
San Francisco, CA
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