Nicholas
Cavallaro

City National Rochdale

CRD#4900872
Investment Advisor
in New York, NY
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About this Advisor

Nicholas Cavallaro is a chartered financial analyst operating out of New York, New York, who has been in the financial industry for 10 years. Cavallaro works at City National Rochdale. Throughout their career, they have worked at Morningstar Inc, Pnc Financial Services, Columbia Business School, Pnc Capital Advisors, Origami Capital, City National Rochdale and Circle Wealth Management. Cavallaro holds a Series 63 license, designating them as a securities broker, and is able to serve investors in California. City National Rochdale is a financial advisory business based out of New York, New York. The investment advisory business has offices in 17 locations and a total of 274 employees. It handles $36 billion in assets between its 24,562 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm serves 94 charitable organizations. Of its 24,562 accounts, 64% are held by high-net-worth clients who have greater than $1 million in investable assets. The advisory firm performs a wide set of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees for financial management usually depend on which services the firm provides the client. However, fees charged by City National Rochdale typically consist of asset-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

400 Park Avenue 10Th Floor
New York, NY 10022

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City National Rochdale Brokerage Details

Total Assets Under Management

$38,932,916,350

NY Average: $7,464,549,021
Total Number of Employees

274

NY Average: 88
Total Number of Accounts

27,575

NY Average: 3,892
Average Account Size

$1,411,892

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Nicholas Cavallaro Work History

Nicholas has 10 years of experience.

2015 - Present (4 years)

City National Rochdale

2013 - 2013 (< 1 year)

Origami Capital

2013 - 2014 (1 year)

Circle Wealth Management

2012 - 2012 (< 1 year)

Pnc Capital Advisors

2012 - 2013 (1 year)

Columbia Business School

2011 - 2012 (1 year)

Columbia Business School

2009 - 2011 (2 years)

Pnc Financial Services

2008 - 2008 (< 1 year)

Morningstar Inc

Disclosures

Nicholas Cavallaro has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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