Nicholas
Iocco

The Pinnacle Financial Group

CRD#723060
Investment Advisor
in Rockville Centre, NY

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About this Advisor

Nicholas Iocco is a financial advisor working in Rockville Centre, New York with a total of 2 years of relevant experience. Iocco is an employee of The Pinnacle Financial Group. Over the course of their career, Iocco has held roles at Lpl Financial LLC and The Pinnacle Financial Group. Iocco holds a Series 63 license, certifying them as a securities agent, and can operate in New York. The Pinnacle Financial Group is a registered investment business that has its headquarters in Rockville Centre, NY. It has offices in eight locations and a total of 39 employees. It manages $802 million in assets under management across its 4,701 client accounts, placing it among the larger firms in the country by assets under management. The firm serves nine charitable organizations. Of its 4,701 accounts, 33% belong to high-net-worth clients who have more than $1 million in assets. The advisory firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Fees for financial management are based on which services the firm provides the client. Fee types charged by The Pinnacle Financial Group can be comprised of asset-based, fixed and other fees.

Certifications and Registrations

Series 63

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Others

Office Location

9 South Long Beach Road
Rockville Centre, NY 11570

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The Pinnacle Financial Group Brokerage Details

Total Assets Under Management

$801,546,890

NY Average: $7,464,549,021
Total Number of Employees

39

NY Average: 88
Total Number of Accounts

4,701

NY Average: 3,892
Average Account Size

$170,506

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Nicholas Iocco Work History

Nicholas has been registered as a financial advisor for 2 years.*

2016 - Present (8 years)

The Pinnacle Financial Group

1997 - Present (27 years)

Lpl Financial LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Iocco to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at The Pinnacle Financial Group

Shaun Sterling
Melville, NY
Linda Borst
Melville, NY
Richard Lahn
Rockville Centre, NY
John Raschella
Rockville Centre, NY
Bennett Berman
The Villages, FL
Ryan Thiel
Smithtown, NY
Blake Spencer
Rockville Centre, NY
Mario Molino
Melville, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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