Shaun
Sterling

The Pinnacle Financial Group

CRD#4101229
Investment Advisor
in Melville, NY

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About this Advisor

Shaun Sterling is a financial advisor based in Melville, New York with 2 years of relevant experience. Sterling is currently employed by The Pinnacle Financial Group. During their career, the advisor has held roles at Pj Robb Variable Corp, Nylife Securities, LLC, New York Life Insurance Company, Eagle Strategies LLC, Lippencott Financial Group, Lpl Financial LLC and The Pinnacle Financial Group. Sterling has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to operate in New York. The Pinnacle Financial Group is a registered investment firm that has its headquarters in Rockville Centre, NY. The firm has offices in eight locations and a total of 39 advisors. It handles $802 million in assets across its 4,701 accounts, placing it among the larger investment advisory firms in the United States by assets under management. The firm advises nine charities and foundations. Of its 4,701 customer accounts, 33% are associated with high-net-worth investors who have greater than $1 million in investable assets. The Pinnacle Financial Group offers a broad range of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. A financial advisor's fees vary depending on which services are provided. However, fee types charged by The Pinnacle Financial Group can include some blend of asset-based, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Others

Office Location

175 Broad Hollow Rd Ste 160
Melville, NY 11747

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The Pinnacle Financial Group Brokerage Details

Total Assets Under Management

$801,546,890

NY Average: $7,464,549,021
Total Number of Employees

39

NY Average: 88
Total Number of Accounts

4,701

NY Average: 3,892
Average Account Size

$170,506

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Shaun Sterling Work History

Shaun has been registered as a financial advisor for 2 years.*

2020 - Present (4 years)

Lpl Financial LLC

2020 - Present (4 years)

The Pinnacle Financial Group

2017 - 2020 (3 years)

Lippencott Financial Group

2015 - 2020 (5 years)

Eagle Strategies LLC

2014 - 2020 (6 years)

Nylife Securities, LLC

2014 - 2020 (6 years)

New York Life Insurance Company

2012 - 2013 (1 year)

Pj Robb Variable Corp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Shaun Sterling to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at The Pinnacle Financial Group

Richard Lahn
Rockville Centre, NY
Linda Borst
Melville, NY
Shaun Sterling
Melville, NY
John Raschella
Rockville Centre, NY
Blake Spencer
Rockville Centre, NY
Mario Molino
Melville, NY
Ryan Thiel
Smithtown, NY
Bennett Berman
The Villages, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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