Nicolas
Dumas
Retirement Planning Group, LLC
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About this Advisor
Nicolas Dumas is a financial advisor who works out of Ballston Spa, New York who has 2 years of industry experience. Dumas currently works for Retirement Planning Group, LLC. During their career, the advisor has held roles at Retirement Planning Group, LLC, Precision, Valve, & Automation, Student, Ameritas Investment Corp, Securities Service Network, Inc, Ssn Advisory, Inc, Securities America, Inc, Arbor Point Advisors and Purshe Kaplan Sterling Investments. Dumas holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in New York. Retirement Planning Group, LLC is a registered investment firm operating out of Ballston Spa, NY. It has a total of six advisors. It administers $185 million in total assets between its 1,150 client accounts, placing it among the mid-sized investment advisory firms in the nation by assets under management. Of its 1,150 accounts, just 4% belong to high-net-worth clients who have greater than $1 million in assets available to invest. Retirement Planning Group, LLC provides a few services, such as financial planning services and portfolio management for individuals and small businesses. Financial advisory fee schedules depend on which service is provided. Fee types charged by Retirement Planning Group, LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Retirement Planning Group, LLC Brokerage Details
$185,250,000
6
1,150
$161,087
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Nicolas Dumas Work History
Nicolas has been registered as a financial advisor for 2 years.*
Purshe Kaplan Sterling Investments
Retirement Planning Group, LLC
Securities America, Inc
Arbor Point Advisors
Securities Service Network, Inc
Ssn Advisory, Inc
Ameritas Investment Corp
Precision, Valve, & Automation
Student
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicolas Dumas to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Retirement Planning Group, LLC
Ballston Spa, NY
Ballston Spa, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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