Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Nora Heaton is a financial advisor operating out of West Islip, New York with 4 years of relevant experience. Heaton works at Merrill Lynch, Pierce, Fenner & Smith Inc. Over the course of their career, Heaton has held roles at Deutsche Bank Securities Inc and Merrill Lynch, Pierce, Fenner & Smith Inc. Heaton maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Connecticut, New York and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory business that has its headquarters in New York, NY. The company has offices in 3,372 locations and a total of 36,687 advisors. It manages $1 trillion in total assets across its 2,864,234 customer accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm advises 4,459 charitable organizations. Of its 2,864,234 client accounts, 23% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The firm provides a wide assortment of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fee schedules typically depend on which service is offered. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely include any blend of asset-based, fixed and commission-based fees.
Certifications and Registrations
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Nora Heaton Work History
Nora has been registered as a financial advisor for 4 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Deutsche Bank Securities Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of Nora Heaton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
New York, NY
Los Angeles, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact firstname.lastname@example.org.
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