Prakash
Shahani

Hsbc Securities (Usa) Inc

CRD#4211906
Investment Advisor
in New York, NY
Are you Prakash Shahani? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Prakash Shahani is a chartered financial analyst based out of New York, New York, with a total of 11 years in the industry. Shahani currently works for Hsbc Securities (Usa) Inc. During their career, Shahani has held roles at Citigroup Global Markets Inc, Sovereign Bank, Santander Securities LLC, Hsbc Bank Usa N.A and Hsbc Securities. Shahani maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to work in Minnesota and New Jersey. Hsbc Securities (Usa) Inc is an advisory business operating in New York, New York. It has offices in 229 locations and a total of 943 employees. It handles $4 billion in total assets among its 16,410 client accounts, making it one of the biggest firms in the nation by assets under management. The firm serves two charitable organizations. Of its 16,410 client accounts, just 12% are associated with high-net-worth clients who have greater than $1 million in investable assets. Hsbc Securities (Usa) Inc offers a number of services, such as portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees charged by financial advisors vary depending on which service is provided. Fees billed by Hsbc Securities (Usa) Inc may include some blend of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66, Chartered Financial Analyst

Years of Experience

11 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Disclosures

Yes

Office Location

1350 Broadway
New York, NY 10018

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$3,376,711,516

NY Average: $7,464,549,021
Total Number of Employees

1,017

NY Average: 88
Total Number of Accounts

17,533

NY Average: 3,892
Average Account Size

$192,592

NY Average: $1,917,921

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Prakash Shahani Work History

Prakash has 11 years of experience.

2016 - Present (3 years)

Hsbc Bank Usa N.A

2015 - 2016 (1 year)

Hsbc Securities

2013 - 2015 (2 years)

Sovereign Bank

2013 - 2015 (2 years)

Santander Securities LLC

2007 - 2013 (6 years)

Citigroup Global Markets Inc

Disclosures

Prakash Shahani has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started