Richard
Rosen
Pinnacle Associates, LTD
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About this Advisor
Richard Rosen is a financial advisor based in New York, New York, working with Pinnacle Associates, LTD. Richard has previously held positions at Td Private Client Wealth LLC, Td Bank, N.A, Satucket Capital Management, LLC, and Pinnacle Associates, LTD. Richard has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in New Jersey and New York. Currently, Richard is part of Pinnacle Associates, LTD, which operates out of New York, New York. The firm has 9 offices and 64 employees. The firm manages assets totaling $8.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The fee structure at Pinnacle Associates, LTD includes asset-based and fixed fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Pinnacle Associates, LTD Brokerage Details
$8,135,641,729
64
6,144
$1,324,160
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Richard Rosen Work History
Pinnacle Associates, LTD
Satucket Capital Management, LLC
Td Private Client Wealth LLC
Td Bank, N.A
Disclosures
Please visit the SEC profile of Richard Rosen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Pinnacle Associates, LTD
New York, NY
New York, NY
New York, NY
New York, NY
Red Bank, NJ
Red Bank, NJ
Irvine, CA
New York, NY
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