Roman
Alpert

City National Rochdale

CRD#6626781
Investment Advisor
in New York, NY
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About this Advisor

Roman Alpert is a chartered financial analyst based in New York, New York, who has 10 years of financial industry experience. Alpert is an employee of City National Rochdale. During their career, the advisor has held roles at City National Rochdale, Bank Of America Us Trust and Factset. Alpert holds a Series 63 license, certifying them as a securities broker, and can work in Alabama, Alaska, Arizona, Arkansas, Colorado, Connecticut, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, Virginia, West Virginia, Wisconsin and California. City National Rochdale is a business based in New York, New York. The investment advisory business has offices in 17 locations and a total of 274 financial advisors. It has $36 billion in total assets among its 24,562 customer accounts, making it one of the largest firms in the country by assets under management. The firm provides financial advisory services to 94 charitable organizations. Of its 24,562 client accounts, 64% are associated with high-net-worth individuals who have more than $1 million in assets. City National Rochdale performs a diverse range of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. A financial advisor's fees depend on the services provided. Fee types charged by City National Rochdale typically consist of asset-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

400 Park Avenue 10Th Floor
New York, NY 10022

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City National Rochdale Brokerage Details

Total Assets Under Management

$38,932,916,350

NY Average: $7,464,549,021
Total Number of Employees

274

NY Average: 88
Total Number of Accounts

27,575

NY Average: 3,892
Average Account Size

$1,411,892

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Roman Alpert Work History

Roman has 10 years of experience.

2016 - Present (3 years)

City National Rochdale

2010 - 2016 (6 years)

Bank Of America Us Trust

2008 - 2010 (2 years)

Factset

Disclosures

Roman Alpert has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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