Seann
Courtney

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6164000
Investment Advisor
in New York, NY

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About this Advisor

Seann Courtney is a financial advisor based in New York, New York, with a total of 10 years of financial industry experience. Courtney is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A and Mod 4 U. Courtney has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Connecticut, New York and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory business that has its headquarters in New York, New York. It has offices in 3,374 locations and a total of 34,906 employees. It manages $1 trillion in assets between its 2,825,602 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 5,339 charitable organizations. Of its 2,825,602 customer accounts, just 9% are held by high-net-worth individuals who have at least $1 million in assets available to invest. The advisory firm performs a wide assortment of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules typically vary depending on the type of financial services offered. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

225 Liberty St - 2 World Financial Ctr
New York, NY 10281

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,283,837,699,073

NY Average: $7,464,549,021
Total Number of Employees

34,906

NY Average: 88
Total Number of Accounts

2,825,602

NY Average: 3,892
Average Account Size

$454,359

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Seann Courtney Work History

Seann has 10 years of experience.

2019 - Present (3 years)

Bank Of America, N.A

2017 - Present (5 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2015 - 2015 (< 1 year)

Bank Of America, N.A

2015 - 2017 (2 years)

Mod 4 U

2013 - 2015 (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Seann Courtney has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Chandler, AZ
Regis Rodrigues
New Caney, TX
Robert Thomas
Mckinney, TX
Lisa Adamonis Pile
Newport News, VA
Sharif Charles
Washington, DC
Seann Courtney
New York, NY
Wayne Ramsey
Lufkin, TX
Aaron Solomon
Nashville, TN

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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