Seann
Courtney
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Seann Courtney is a financial advisor based in New York, New York, with a total of 10 years of financial industry experience. Courtney is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A and Mod 4 U. Courtney has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Connecticut, New York and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory business that has its headquarters in New York, New York. It has offices in 3,374 locations and a total of 34,906 employees. It manages $1 trillion in assets between its 2,825,602 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 5,339 charitable organizations. Of its 2,825,602 customer accounts, just 9% are held by high-net-worth individuals who have at least $1 million in assets available to invest. The advisory firm performs a wide assortment of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules typically vary depending on the type of financial services offered. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,283,837,699,073
34,906
2,825,602
$454,359
Let us help match you with the right financial advisor for your needs.
Answer a few questions to get a personalized match.Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Seann Courtney Work History
Seann has 10 years of experience.
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Mod 4 U
Merrill Lynch, Pierce, Fenner & Smith Inc
Disclosures
Seann Courtney has disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
Chandler, AZ
New Caney, TX
Mckinney, TX
Newport News, VA
Washington, DC
New York, NY
Lufkin, TX
Nashville, TN
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.