Shane
Alsworth
Alsworth Capital Management, LLC
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About this Advisor
Shane Alsworth is a certified financial planner operating in Corning, New York with a total of 2 years of industry experience. Alsworth is currently employed by Alsworth Capital Management, LLC. During their career, Alsworth has held roles at Cadaret, Grant & Co., Inc, Alsworth Capital Management, LLC, Proto & Alsworth Wealth Management, LLC, H.D. Vest Investment Services Inc and H.D. Vest Advisory Services, Inc. Alsworth maintains Series 65 and Series 66 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in New York. Alsworth Capital Management, LLC is a registered investment business that has its headquarters in Corning, NY. It controls $70 million in assets across its 158 accounts, making it one of the smaller investment advisory firms in the nation by assets under management. The firm serves five charitable organizations. Of its 158 client accounts, 25% belong to high-net-worth investors who have greater than $1 million in assets. The firm provides a few services, such as financial planning services, portfolio management for individuals and small businesses and pension consulting services. Financial management fee schedules typically depend on which service is offered. However, fee types billed by Alsworth Capital Management, LLC likely consist of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Alsworth Capital Management, LLC Brokerage Details
$69,486,897
6
158
$439,790
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Shane Alsworth Work History
Shane has been registered as a financial advisor for 2 years.*
Alsworth Capital Management, LLC
Cadaret, Grant & Co., Inc
Proto & Alsworth Wealth Management, LLC
H.D. Vest Investment Services Inc
H.D. Vest Advisory Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Shane Alsworth to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Alsworth Capital Management, LLC
Corning, NY
Corning, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
