Sofia
Figueroa

Ellevest

CRD#6935146
Investment Advisor
in New York, NY

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Sofia Figueroa is a financial advisor based in New York, New York, working with Ellevest. Sofia has previously held positions at B&H Company, Inc, Anheuser-Busch, Oklahoma City Dodgers, Morgan Stanley, University Of Oklahoma, and Ellevest. Sofia has passed the Series 66 and Series 65 regulatory exams and is registered to provide services in New Mexico, New York, and Texas. Currently, Sofia is part of Ellevest, which operates out of New York, New York. The firm has 104 employees and manages assets totaling $1.9 billion. The firm serves a variety of clients, including charitable organizations. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and educational seminars. The fee structure at Ellevest includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 66, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Subscription Fees, Fixed Fees, Others

Office Location

228 Park Ave S Pmb 94934
New York, NY 10003-1502

Find an advisor who will work directly with you

SmartAsset’s free tool matches you with up to three vetted financial advisors who serve your area, and you can have a free introductory call with your advisor matches to decide which one you feel is right for you. Click here to get matched with an advisor today.

Ellevest Brokerage Details

Total Assets Under Management

$1,902,522,616

NY Average: $7,464,549,021
Total Number of Employees

104

NY Average: 88
Total Number of Accounts

144,143

NY Average: 3,892
Average Account Size

$13,199

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Educational seminars/workshops

Sofia Figueroa Work History

2021 - Present (4 years)

Ellevest

2020 - 2021 (1 year)

Ellevest

2018 - 2018 (< 1 year)

Morgan Stanley

2018 - 2020 (2 years)

Morgan Stanley

2017 - 2018 (1 year)

B&H Company, Inc

2015 - 2017 (2 years)

Anheuser-Busch

2015 - 2015 (< 1 year)

Oklahoma City Dodgers

2013 - 2017 (4 years)

University Of Oklahoma

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Sofia Figueroa to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ellevest

Kristen Goodman
New York, NY
Lynn Ackerman
Lisle, IL
Ehijie Sado
New York, NY
Katelyn Schwartz
New York, NY
Alondra Garcia
Virginia Beach, VA
Sofia Figueroa
New York, NY
Lyndsi Stender
Beaverton, OR
Jaclyn Mercer
New York, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Find an advisor who will work directly with you

Answer a few questions, get matched with up to 3 advisors, compare and decide which is right for you. Click here to find your advisor matches today.
Get started