Sonia
Piguave

Hsbc Securities (Usa) Inc

CRD#7177763
Investment Advisor
in Depew, NY

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About this Advisor

Sonia Piguave is a financial advisor based in Depew, New York. Piguave currently works for Hsbc Securities (Usa) Inc. Their career trajectory has included roles at Hsbc Securities Usa, Inc, Hsbc Bank Usa, N.A, Try Program, First Student, Kash Pro Inc, Jp Morgan Chase Bank N.A, Jp Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A and Hsbc Securities (Usa) Inc. Piguave maintains Series 63 and Series 66 licenses, certifying them as a securities broker, and is registered to serve investors in Alabama, Alaska, Delaware, District Of Columbia, Georgia, Iowa, Kansas, Louisiana, Maine, Maryland, Minnesota, Montana, Nebraska, New Jersey, New Mexico, North Carolina, North Dakota, Texas and Utah. Hsbc Securities (Usa) Inc is a financial advisory business operating out of New York, NY. It has offices in 60 locations and a total of 510 financial advisors. It manages $3 billion in total assets among its 13,225 accounts, placing it among the biggest firms in the country by assets under management. Of its 13,225 client accounts, 25% are associated with high-net-worth clients who have at least $1 million in investable assets. Hsbc Securities (Usa) Inc has a number of services, such as portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees charged by financial advisors depend on which services the firm provides the client. Fee types billed by Hsbc Securities (Usa) Inc most likely include any combination of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

less than 1 year

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

2929 Walden Avenue
Depew, NY 14043

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$2,818,810,644

NY Average: $7,464,549,021
Total Number of Employees

510

NY Average: 88
Total Number of Accounts

13,225

NY Average: 3,892
Average Account Size

$213,143

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Sonia Piguave Work History

Sonia has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Hsbc Securities (Usa) Inc

2023 - Present (1 year)

Hsbc Bank Usa, N.A

2022 - 2023 (1 year)

Bank Of America, N.A

2021 - 2021 (< 1 year)

Jp Morgan Chase Bank N.A

2021 - 2021 (< 1 year)

Jp Morgan Securities LLC

2021 - 2023 (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2019 - 2021 (2 years)

Hsbc Securities Usa, Inc

2016 - 2021 (5 years)

Hsbc Bank Usa, N.A

2015 - 2016 (1 year)

Try Program

2015 - 2016 (1 year)

First Student

2015 - 2015 (< 1 year)

Kash Pro Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sonia Piguave to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hsbc Securities (Usa) Inc

Emily Lin
Arcadia, CA
Christian Arlia
Brooklyn, NY
Ricardo Ramirez
Beverly Hills, CA
Heidi Lau
Fremont, CA
Keith Smith
Depew, NY
Angela Carracino
Forest Hills, NY
Matthew Lum
San Francisco, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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