High Probability Advisors, LLC

Investment Advisor
in Pittsford, NY

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About this Advisor

Stephen Carl is a financial advisor based out of Pittsford, New York who has 2 years of relevant experience. Carl is on the advisory team at High Probability Advisors, LLC. Over the course of their career, they have held roles at Federated Global Investment Management Corp, Federated Securities Corp, Federated Investors Inc, Howe & Rusling, High Probability Advisors, LLC and Carl Group Enterprises, LLC. Carl has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can operate in New York. High Probability Advisors, LLC is a financial advisory company that has its headquarters in Pittsford, NY. It has offices in two locations and a total of 10 financial advisors. It administers $542 million in total assets across its 530 client accounts, making it one of the bigger investment advisory firms in the nation by assets under management. Of its 530 accounts, 40% are held by high-net-worth clients who have more than $1 million in investable assets. The business offers a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management are based on the services offered. However, fees charged by High Probability Advisors, LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

167 Sully'S Trail Suite 300
Pittsford, NY 14534

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High Probability Advisors, LLC Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Employees


NY Average: 88
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Stephen Carl Work History

Stephen has been registered as a financial advisor for 2 years.*

2017 - Present (7 years)

High Probability Advisors, LLC

2016 - 2017 (1 year)

Howe & Rusling

2014 - 2016 (2 years)

Carl Group Enterprises, LLC

2008 - 2014 (6 years)

Federated Global Investment Management Corp

2008 - 2014 (6 years)

Federated Securities Corp

2008 - 2014 (6 years)

Federated Investors Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Stephen Carl to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at High Probability Advisors, LLC

Jake Cooper
Albany, NY
Matthew Newman
Pittsford, NY
John Mann
Fort Meyers, FL
Stephen Carl
Pittsford, NY
Michael Jones
Pittsford, NY
Maureen Pilato
Pittsford, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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