Steven
Verveniotis
Hsbc Securities (Usa) Inc
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About this Advisor
Steven Verveniotis is a financial advisor who works out of New York, New York with a total of 4 years of industry experience. Verveniotis is an advisor for Hsbc Securities (Usa) Inc. Their career trajectory has included roles at Hsbc Brokerage (Usa) Inc, Hsbc Securities (Usa) Inc, Signature Securities Group Corp./Signature Bank, Hsbc Securities Usa Inc, Signature Securities Group Corp/Signature Bank and Hsbc Bank Usa N.A. Verveniotis holds Series 63, Series 66 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Alabama, Arkansas, California, Colorado, Florida, Georgia, Illinois, Iowa, Maryland, Missouri, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, Virginia and Washington. Hsbc Securities (Usa) Inc is an advisory company based in New York, NY. It has offices in 60 locations and a total of 510 employees. It controls $3 billion in total assets among its 13,225 client accounts, placing it among the biggest firms in the nation by assets under management. Of its 13,225 accounts, 25% are held by high-net-worth individuals who have at least $1 million in assets. The company has a number of services, including portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees for financial advice usually depend on which service is provided. However, fees charged by Hsbc Securities (Usa) Inc most likely consist of asset-based, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hsbc Securities (Usa) Inc Brokerage Details
$2,818,810,644
510
13,225
$213,143
Investment Advisory Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Steven Verveniotis Work History
Steven has been registered as a financial advisor for 4 years.*
Hsbc Securities Usa Inc
Hsbc Bank Usa N.A
Signature Securities Group Corp./Signature Bank
Signature Securities Group Corp/Signature Bank
Hsbc Securities (Usa) Inc
Hsbc Securities (Usa) Inc
Hsbc Brokerage (Usa) Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Steven Verveniotis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hsbc Securities (Usa) Inc
New York, NY
Brooklyn, NY
San Francisco, CA
Beverly Hills, CA
Chatham, NJ
Depew, NY
Forest Hills, NY
New Hyde Park, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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