Thomas
Newberg
Stifel, Nicolaus & Company, Inc
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About this Advisor
Thomas Newberg is a financial advisor who works out of Fairport, New York, with a total of 1 year of industry experience. Newberg is an advisor for Stifel, Nicolaus & Company, Inc. Over the course of their career, they have held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, J.P. Morgan Securities LLC, Jpmorgan Chase Bank, Na and Stifel, Nicolaus & Company, Inc. Newberg holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in New York and Texas. Stifel, Nicolaus & Company, Inc is a business that has its headquarters in Saint Louis, MO. The investment advisory business has offices in 459 locations and a total of 6,729 employees. It has $133 billion in assets across its 334,814 client accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm advises 1,312 charitable organizations. Of its 334,814 client accounts, 24% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. Stifel, Nicolaus & Company, Inc provides a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules usually depend on which service is provided. However, fees billed by Stifel, Nicolaus & Company, Inc likely consist of some blend of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Stifel, Nicolaus & Company, Inc Brokerage Details
$132,550,931,898
6,729
334,814
$395,894
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Thomas Newberg Work History
Thomas has been registered as a financial advisor for 1 years.*
Stifel, Nicolaus & Company, Inc
J.P. Morgan Securities LLC
Jpmorgan Chase Bank, Na
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Newberg to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
Palm Beach Gardens, FL
Chicago, IL
Saint Louis, MO
Baltimore, MD
Jefferson City, MO
Flint, MI
Covington, KY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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