Travis
Caswell
New York Life Investment Management LLC
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About this Advisor
Travis Caswell is a financial advisor based in New York, New York, working with New York Life Investment Management LLC. Travis has previously held positions at Edward Jones, Jimmy Johns, University Of Wisconsin Oshkosh, Fastenal, Guardian Life, Milwaukee Bucks, Northwestern Mutual, Cuna Mutual Group, Cuna Brokerage Services, Inc, Lpl Financial LLC, Allspring Funds Distributor, LLC, Allspring Funds Management, LLC, and New York Life Investments. Travis has passed the Series 66 regulatory exam and is registered to provide services in Wisconsin. Currently, Travis is part of New York Life Investment Management LLC, which operates out of New York, New York. The firm has 319 employees and manages assets totaling $99.3 billion. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The fee structure at New York Life Investment Management LLC includes asset-based and fixed fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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New York Life Investment Management LLC Brokerage Details
$99,286,369,686
319
1,160
$85,591,698
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Travis Caswell Work History
New York Life Investments
Allspring Funds Distributor, LLC
Allspring Funds Management, LLC
Lpl Financial LLC
Cuna Mutual Group
Cuna Brokerage Services, Inc
Edward Jones
Guardian Life
Milwaukee Bucks
Northwestern Mutual
Fastenal
Jimmy Johns
University Of Wisconsin Oshkosh
Disclosures
Please visit the SEC profile of Travis Caswell to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at New York Life Investment Management LLC
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
Holmdel, NJ
Mystic, CT
New York, NY
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