Ulises
Diaz
Citigroup Global Markets Inc
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About this Advisor
Ulises Diaz is a financial advisor operating out of Thornwood, New York. Diaz is currently employed by Citigroup Global Markets Inc. Over the course of their career, Diaz has held roles at David Lerner Associates, Inc, At&T Arjay Wireless, Equinox, Jpmorgan Chase Bank, Jpmorgan Securities LLC, Jpmorgan Chase Bank, N.A and Citigroup. Diaz has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in New York. Citigroup Global Markets Inc is an advisory firm that has its headquarters in New York, NY. The firm has offices in 733 locations and a total of 7,927 people on staff. It controls $35 billion in assets between its 53,776 customer accounts, placing it among the largest firms in the United States by assets under management. The firm provides services to 140 charitable organizations. Of its 53,776 accounts, 32% are associated with high-net-worth clients who have more than $1 million in assets. The advisory firm offers a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and other services. Fees charged by financial advisors typically vary depending on which service is offered. However, fee types billed by Citigroup Global Markets Inc can be comprised of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Citigroup Global Markets Inc Brokerage Details
$34,863,982,805
7,927
53,776
$648,319
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Other
Ulises Diaz Work History
Ulises has been registered as a financial advisor for 0 years.*
Citigroup
Jpmorgan Chase Bank, N.A
Jpmorgan Chase Bank
Jpmorgan Securities LLC
David Lerner Associates, Inc
At&T Arjay Wireless
Equinox
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Ulises Diaz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Citigroup Global Markets Inc
O Fallon, MO
New York, NY
New York, NY
Boston, MA
New York, NY
New York, NY
Boca Raton, FL
Alameda, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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