Vincent
Palumbos
Novem Group
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About this Advisor
Vincent Palumbos is a financial advisor working in Rochester, New York who has 3 years of industry experience. Palumbos is currently employed by Novem Group. Their career trajectory has included roles at Wall Street Financial Group, American Portfolios Financial Services, Inc, American Portfolios Advisors, Inc and Novem Group. Palumbos has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can advise clients in Arizona, California, Florida, Massachusetts and New York. Novem Group is a registered investment business operating out of Rochester, NY. The company has offices in eight locations and a total of 57 people on staff. It has $1 billion in assets between its 4,203 accounts, placing it among the larger investment advisory firms in the nation by assets under management. The firm provides financial advisory services to three charitable organizations. Of its 4,203 accounts, just 7% belong to high-net-worth investors who have more than $1 million in investable assets. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial management fee schedules largely are based on the type of services. However, fees billed by Novem Group likely consist of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Novem Group Brokerage Details
$1,072,749,714
57
4,203
$255,234
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Vincent Palumbos Work History
Vincent has been registered as a financial advisor for 3 years.*
Novem Group
American Portfolios Financial Services, Inc
American Portfolios Advisors, Inc
Wall Street Financial Group
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Vincent Palumbos to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Novem Group
Niagara Falls, NY
Rochester, NY
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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