Adam
Smith

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6962103
Investment Advisor
in Hickory, NC

Answer a few questions and
get matched with an advisor.

Find an Advisor

or call us now at 1-888-467-5419

About this Advisor

Adam Smith is a financial advisor working out of Hickory, North Carolina, who has been in the financial industry for 14 years. Smith is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc, At&T, Pro Services Inc, Bluegrass Cellular, Domino'S Pizza, Campbellsville University, Kroger and Bank Of America, N.A. Smith has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can work in North Carolina. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment company based in Hickory, North Carolina. The company has offices in 3,270 locations and a total of 36,383 advisors. It administers $962 billion in total assets between its 2,529,169 customer accounts, making it one of the biggest firms in the nation by assets under management. The firm serves 4,927 charities and foundations. Of its 2,529,169 accounts, just 7% belong to high-net-worth investors who have greater than $1 million in investable assets. The firm has a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fees largely are based on which services the firm provides the client. Fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc can include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

205 2Nd St Nw
Hickory, NC 28601

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$962,052,205,321

NC Average: $7,464,549,021
Total Number of Employees

36,383

NC Average: 88
Total Number of Accounts

2,529,169

NC Average: 3,892
Average Account Size

$380,383

NC Average: $1,917,921

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Adam Smith Work History

Adam has 14 years of experience.

2018 - Present (3 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2018 - Present (3 years)

Bank Of America, N.A

2017 - 2018 (1 year)

At&T

2015 - 2017 (2 years)

At&T

2014 - 2015 (1 year)

At&T

2013 - 2017 (4 years)

Pro Services Inc

2013 - 2013 (< 1 year)

Bluegrass Cellular

2012 - 2012 (< 1 year)

Domino'S Pizza

2010 - 2012 (2 years)

Campbellsville University

2006 - 2011 (5 years)

Kroger

Disclosures

Adam Smith has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Chandler, AZ
Jacob Church
Henderson, NV
Ryan Harrison
Pennington, NJ
Aniello Iazzetta
Concord, CA
Chor-Shing Chan
New York, NY
Jeffrey Petersen
Vero Beach, FL
Michael Mason
Holly Springs, NC
Rayan Hamze
Chandler, AZ

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started