Albert
Stephens

First Citizens Investor Services, Inc

CRD#6587161
Investment Advisor
in Charlotte, NC

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About this Advisor

Albert Stephens is an investment advisor located in Charlotte, North Carolina. Currently an advisor at First Citizens Investor Services, Inc, they have accumulated 10 years of professional experience. Stephens has a Series 66 license, which designates the advisor as both a securities agent and an investment advisor representative. Stephens is registered to operate in North Carolina. The advisor has gained experience at Keffer Automotive Group, Scott Clark Honda, Priority Auto Group, Scott Clark Toyota, Automotive Management Services Inc, Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, First Citizens Bank and First Citizens Investor Services. First Citizens Investor Services, Inc is located in Charlotte, North Carolina, and operates out of 72 locations throughout the nation. As a firm, First Citizens Investor Services, Inc oversees $981 million in assets throughout 3,584 accounts and retains more than 175 people. The firm's total assets under management places it among the larger financial advisory firms in the nation. All of the firm's accounts are managed on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 2% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. First Citizens Investor Services, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. The firm's fees may include asset-based and fixed fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

128 South Tryon Street
Charlotte, NC 28202

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First Citizens Investor Services, Inc Brokerage Details

Total Assets Under Management

$980,920,651

NC Average: $3,625,019,099
Total Number of Employees

175

NC Average: 22
Total Number of Accounts

3,584

NC Average: 1,917
Average Account Size

$273,694

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Albert Stephens Work History

Albert has 10 years of experience.

2017 - Present (4 years)

First Citizens Bank

2017 - Present (4 years)

First Citizens Investor Services

2016 - 2017 (1 year)

Bank Of America, N.A

2015 - 2017 (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2014 (< 1 year)

Keffer Automotive Group

2014 - 2015 (1 year)

Automotive Management Services Inc

2013 - 2013 (< 1 year)

Priority Auto Group

2013 - 2014 (1 year)

Scott Clark Toyota

2012 - 2013 (1 year)

Scott Clark Honda

2010 - 2012 (2 years)

Keffer Automotive Group

Disclosures

Albert Stephens has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at First Citizens Investor Services, Inc

Andrew White
Augusta, GA
Craig Shively
Charlotte, NC
Debra Keough
Irmo, SC
John Liddicoat
Raleigh, NC
Leigh Ann Rotz
Raleigh, NC
Albert Stephens
Charlotte, NC
Robert Johnson
Charlotte, NC
Brian Karg
Wilmington, NC

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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