Brian
Carroll
Oak Harbor Wealth Partners, LLC
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About this Advisor
Brian Carroll is a certified financial planner operating in Raleigh, North Carolina with 2 years of industry experience. Carroll is an advisor for Oak Harbor Wealth Partners, LLC. Their career trajectory has included roles at Raymond James, Major League Soccer, Ifj and Oak Harbor Wealth Partners, LLC. Carroll maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in North Carolina. Oak Harbor Wealth Partners, LLC is a financial advisory business based in Raleigh, NC. It handles $508 million in assets between its 1,318 client accounts, placing it among the bigger investment advisory firms in the nation by assets under management. The firm provides financial advice to 13 charities and foundations. Of its 1,318 customer accounts, 18% are held by high-net-worth individuals who have at least $1 million in assets available to invest. Oak Harbor Wealth Partners, LLC performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial management fees largely vary depending on the financial services. Fees billed by Oak Harbor Wealth Partners, LLC most likely include some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Oak Harbor Wealth Partners, LLC Brokerage Details
$508,197,260
7
1,318
$385,582
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Brian Carroll Work History
Brian has been registered as a financial advisor for 2 years.*
Oak Harbor Wealth Partners, LLC
Ifj
Raymond James
Major League Soccer
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Brian Carroll to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Oak Harbor Wealth Partners, LLC
Raleigh, NC
Raleigh, NC
Raleigh, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
