Brian T
Nelan
Founders Financial Alliance, LLC
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About this Advisor
Brian T Nelan is a financial advisor working in Cary, North Carolina with 5 years of industry experience. Nelan is an employee of Founders Financial Alliance, LLC. Their career trajectory has included roles at Uts Advisors, Mackay Shields LLC, Morgan Stanley Smith Barney LLC, Coleman Research Group, Morgan Stanley Private Bank, N.A and Founders Financial Alliance, LLC. Nelan maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to work in North Carolina. Founders Financial Alliance, LLC is an advisory company that has its headquarters in Raleigh, NC. It has offices in 13 locations and a total of 28 employees. It oversees $617 million in total assets among its 2,661 client accounts, making it one of the bigger investment advisory firms in the country by assets under management. The firm provides services to 11 charities and foundations. Of its 2,661 client accounts, 34% belong to high-net-worth investors who have more than $1 million in investable assets. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial advice typically vary depending on the financial services. However, fees charged by Founders Financial Alliance, LLC most likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Founders Financial Alliance, LLC Brokerage Details
$617,123,862
28
2,661
$231,914
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Brian T Nelan Work History
Brian T has been registered as a financial advisor for 5 years.*
Founders Financial Alliance, LLC
Morgan Stanley Smith Barney LLC
Morgan Stanley Private Bank, N.A
Coleman Research Group
Mackay Shields LLC
Uts Advisors
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Brian T Nelan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Founders Financial Alliance, LLC
St. Petersburg, FL
Raleigh, NC
Cary, NC
Raleigh, NC
Raleigh, NC
Raleigh, NC
Raleigh, NC
Raleigh, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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