Carman
Hicks

Hicks & Associates Wealth Management, LLC

CRD#3156997
Investment Advisor
in Cary, NC

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About this Advisor

Carman Hicks is a certified financial planner based in Cary, North Carolina who has 1 year of relevant experience. Hicks is an employee of Hicks & Associates Wealth Management, LLC. The advisor has gained experience at Ameriprise Financial Services, Inc, Hicks & Associates Wealth Management, LLC and Wealthshield Partners, LLC. Hicks has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in North Carolina. Hicks & Associates Wealth Management, LLC is a registered investment business based out of Cary, NC. It has a total of six advisors. It administers $102 million in assets under management between its 811 accounts, placing it among the mid-sized financial advisory firms in the country by assets under management. Of its 811 client accounts, 16% are held by high-net-worth clients who have greater than $1 million in assets. The firm performs a few services, such as financial planning services and portfolio management for individuals and small businesses. Fees charged by financial advisors vary depending on which services are offered. Fee types billed by Hicks & Associates Wealth Management, LLC can consist of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

1225 Crescent Green Suite 100
Cary, NC 27518

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Hicks & Associates Wealth Management, LLC Brokerage Details

Total Assets Under Management

$102,208,076

NC Average: $3,625,019,099
Total Number of Employees

6

NC Average: 22
Total Number of Accounts

811

NC Average: 1,917
Average Account Size

$126,027

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Carman Hicks Work History

Carman has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Hicks & Associates Wealth Management, LLC

2020 - 2022 (2 years)

Wealthshield Partners, LLC

1999 - 2020 (21 years)

Ameriprise Financial Services, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Carman Hicks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hicks & Associates Wealth Management, LLC

Paul Richards
Cary, NC
Nathan Cherry
Southern Pines, NC
Carman Hicks
Cary, NC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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