Carson
Cook
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Carson Cook is a financial advisor working in Charlotte, North Carolina with a total of 5 years of industry experience. Cook is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, they have worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Charlotte Catholic High School, University Of South Carolina, Merrill Lynch, Women'S Rights And Empowerment Network, Alsac St. Jude Children'S Research Hospital and Bank Of America, N.A. Cook has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to work in North Carolina and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a firm operating out of New York, NY. The investment advisory business has offices in 3,372 locations and a total of 36,687 financial advisors. It has $1 trillion in assets under management between its 2,864,234 customer accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm advises 4,459 charities and foundations. Of its 2,864,234 client accounts, 23% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc offers a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors depend on the services offered. However, fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc can include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Carson Cook Work History
Carson has been registered as a financial advisor for 5 years.*
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Merrill Lynch
Women'S Rights And Empowerment Network
Alsac St. Jude Children'S Research Hospital
University Of South Carolina
Charlotte Catholic High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Carson Cook to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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