Casey
Pond

First Citizens Investor Services, Inc

CRD#6190138
Investment Advisor
in Hendersonville, NC

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About this Advisor

Casey Pond is a financial advisor working in Hendersonville, North Carolina, who has been in the industry for 18 years. Pond is an employee of First Citizens Investor Services, Inc. Their career trajectory has included roles at Wells Fargo Advisors, LLC, Verdante Bioenergy Services, A.P.E. Inc, Rti Inc, First Citizens Investor Services, Fifth Third Securities, Wells Fargo Advisors and Round Table Investments. Pond holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to work in North Carolina. First Citizens Investor Services, Inc is a financial advisory firm that has its headquarters in Hendersonville, North Carolina. The firm has offices in 72 locations and a total of 175 advisors. It controls $981 million in assets among its 3,584 client accounts, placing it among the larger investment advisory firms in the country by assets under management. The firm provides financial advice to two charitable organizations. Of its 3,584 accounts, just 2% are associated with high-net-worth investors who have at least $1 million in assets available to invest. The firm has a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial management largely depend on which services the firm provides the client. However, fee types billed by First Citizens Investor Services, Inc most likely consist of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years of Experience

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

1700 Four Seasons Blvd.
Hendersonville, NC 28792

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First Citizens Investor Services, Inc Brokerage Details

Total Assets Under Management

$980,920,651

NC Average: $3,625,019,099
Total Number of Employees

175

NC Average: 22
Total Number of Accounts

3,584

NC Average: 1,917
Average Account Size

$273,694

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Casey Pond Work History

Casey has 18 years of experience.

2017 - Present (4 years)

First Citizens Investor Services

2005 - Present (16 years)

Round Table Investments

2017 - 2017 (< 1 year)

Fifth Third Securities

2015 - 2017 (2 years)

First Citizens Investor Services

2015 - 2017 (2 years)

First Citizens Investor Services

2013 - 2015 (2 years)

Wells Fargo Advisors, LLC

2013 - 2015 (2 years)

Wells Fargo Advisors

2012 - 2012 (< 1 year)

Verdante Bioenergy Services

2006 - 2012 (6 years)

A.P.E. Inc

2002 - 2013 (11 years)

Rti Inc

Disclosures

Casey Pond has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at First Citizens Investor Services, Inc

Robert Dickinson
Raleigh, NC
John Swindell
Raleigh, NC
David Bratcher
Atlanta, GA
Ryan Hedlund
Columbia, SC
Jacob Hedrick
King, NC
Isaac White
Raleigh, NC
Robert Johnson
Charlotte, NC

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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