Daniel
Emmons

Stifel, Nicolaus & Company, Inc

CRD#5240502
Investment Advisor
in Charlotte, NC
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About this Advisor

Daniel Emmons is a certified financial planner who works in Charlotte, North Carolina, who has been in the advisory business for 12 years. Emmons works at Stifel, Nicolaus & Company, Inc. Throughout their career, they have worked at The Vanguard Group Inc and Stifel Nicolaus & Co Inc. Emmons has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in North Carolina and Texas. Stifel, Nicolaus & Company, Inc is a registered investment company headquartered in Charlotte, North Carolina. The company has offices in 362 locations and a total of 5,570 financial advisors. It manages $72 billion in total assets among its 188,394 accounts, placing it among the biggest firms in the country by assets under management. The firm provides financial advisory services to 852 charities and foundations. Of its 188,394 customer accounts, 24% are held by high-net-worth clients who have at least $1 million in investable assets. Stifel, Nicolaus & Company, Inc offers a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fees largely depend on the type of services provided. However, fees billed by Stifel, Nicolaus & Company, Inc likely include any blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

12 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

6100 Fairview Road Suite 700
Charlotte, NC 28210

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$71,482,841,447

NC Average: $11,469,110,461
Total Number of Employees

5,570

NC Average: 458
Total Number of Accounts

188,394

NC Average: 33,415
Average Account Size

$379,433

NC Average: $343,232

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Daniel Emmons Work History

Daniel has 12 years of experience.

2013 - Present (6 years)

Stifel Nicolaus & Co Inc

2006 - 2013 (7 years)

The Vanguard Group Inc

Disclosures

Daniel Emmons has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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