David
Grubbs

Lpl Financial LLC

CRD#1113405
Investment Advisor
in Raleigh, NC
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About this Advisor

David Grubbs is a certified financial planner and chartered financial consultant in Raleigh, North Carolina. Currently an advisor with Lpl Financial LLC, they have gathered 11 years of experience in the financial advisory industry. Grubbs holds Series 63 and Series 65 licenses, which qualify the advisor as both a securities agent and an investment advisor representative. Grubbs can act as a financial advisor based out of North Carolina. During their career, Grubbs has held roles at Proequities, Inc, Lpl Financial LLC and Fortress Retirement Plan Advisors. Lpl Financial LLC is headquartered in Raleigh, North Carolina, and operates out of 8,011 additional offices across the United States. In aggregate, Lpl Financial LLC oversees $153 billion in assets throughout 680,466 accounts and retains more than 22,703 people. The amount of assets the firm manages makes it one of the biggest firms in the nation. The firm manages 655,827 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 23% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Lpl Financial LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

2840 Plaza Pl Ste 206
Raleigh, NC 27612

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$152,530,468,356

NC Average: $16,012,751,954
Total Number of Employees

22,703

NC Average: 118
Total Number of Accounts

680,466

NC Average: 4,567
Average Account Size

$224,156

NC Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

David Grubbs Work History

David has 11 years of experience.

2015 - Present (4 years)

Fortress Retirement Plan Advisors

2010 - Present (9 years)

Lpl Financial LLC

2007 - 2010 (3 years)

Proequities, Inc

Disclosures

David Grubbs has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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