David
Rogers

Bb&T Securities, LLC

CRD#4972305
Investment Advisor
in Charlotte, NC
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About this Advisor

David Rogers is a certified financial planner working out of Charlotte, North Carolina, who has been in the industry for 11 years. Rogers is on the advisory team at Bb&T Securities, LLC. Throughout their career, Rogers has worked at Sanford C. Bernstein & Co., LLC, J.P. Morgan Securities LLC, Jpmorgan Chase Bank, Regions Bank, Cetera Investment Services LLC, Cetera Investment Advisers LLC, Bb&T Securities, LLC, Bb&T Investments and Bb&T Bank. Rogers holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Florida. Bb&T Securities, LLC is a registered investment business that has its headquarters in Charlotte, North Carolina. The investment advisory business has offices in 1,470 locations and a total of 1,823 employees. It handles $19 billion in total assets across its 44,665 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm provides financial advisory services to 329 charitable organizations. Of its 44,665 customer accounts, just 8% are held by high-net-worth clients who have at least $1 million in assets. Bb&T Securities, LLC has a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management depend on the services provided. Fees charged by Bb&T Securities, LLC can consist of some combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

200 S College St 11Th Fl
Charlotte, NC 28202

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Bb&T Securities, LLC Brokerage Details

Total Assets Under Management

$20,257,150,583

NC Average: $1,835,309,194
Total Number of Employees

1,840

NC Average: 32
Total Number of Accounts

56,514

NC Average: 1,458
Average Account Size

$358,445

NC Average: $1,258,785

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

David Rogers Work History

David has 11 years of experience.

2018 - Present (1 years)

Bb&T Securities, LLC

2017 - Present (2 years)

Bb&T Investments

2017 - Present (2 years)

Bb&T Bank

2015 - 2017 (2 years)

Cetera Investment Services LLC

2015 - 2017 (2 years)

Cetera Investment Advisers LLC

2014 - 2017 (3 years)

Regions Bank

2011 - 2014 (3 years)

J.P. Morgan Securities LLC

2011 - 2014 (3 years)

J.P. Morgan Securities LLC

2011 - 2014 (3 years)

Jpmorgan Chase Bank

2007 - 2011 (4 years)

Sanford C. Bernstein & Co., LLC

Disclosures

David Rogers has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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