David
Rotatori

Independent Advisor Alliance, LLC

CRD#5008972
Investment Advisor
in Charlotte, NC
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About this Advisor

David Rotatori is a certified financial planner operating out of Charlotte, North Carolina, who has been in the industry for 12 years. Rotatori is on the advisory team at Independent Advisor Alliance, LLC. Over the course of their career, Rotatori has held roles at Securities America, Inc, Cornerstone Financial Partners, Cornerstone Financial Advisors, Lpl Financial LLC, Lpl Financial, LLC and Independent Advisor Alliance. Rotatori has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in Alaska, Oregon, Washington, North Carolina and California. Independent Advisor Alliance, LLC is a financial advisory company operating out of Charlotte, North Carolina. The investment advisory business has offices in 87 locations and a total of 107 employees. It administers $3 billion in assets under management across its 15,183 client accounts, placing it among the biggest firms in the United States by assets under management. The firm provides services to 35 charities and foundations. Independent Advisor Alliance, LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial management fee schedules largely vary depending on which services the firm provides the client. However, fees charged by Independent Advisor Alliance, LLC may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

11325 N. Community House Road Suite 635
Charlotte, NC 28277

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Independent Advisor Alliance, LLC Brokerage Details

Total Assets Under Management

$3,103,083,445

NC Average: $3,625,019,099
Total Number of Employees

107

NC Average: 22
Total Number of Accounts

15,183

NC Average: 1,917
Average Account Size

$204,379

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

David Rotatori Work History

David has 12 years of experience.

2017 - Present (2 years)

Lpl Financial, LLC

2017 - Present (2 years)

Independent Advisor Alliance

2011 - 2017 (6 years)

Cornerstone Financial Advisors

2011 - 2017 (6 years)

Lpl Financial LLC

2008 - 2011 (3 years)

Securities America, Inc

2006 - 2011 (5 years)

Cornerstone Financial Partners

Disclosures

David Rotatori has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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