Derek
Pszenny

Carolina Wealth Management, Inc

CRD#2951968
Investment Advisor
in Greenville, NC

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About this Advisor

Derek Pszenny is a financial advisor working in Greenville, North Carolina with 3 years of industry experience. Pszenny is an employee of Carolina Wealth Management, Inc. They have spent the entirety of their employment at Carolina Wealth Management, Inc. Pszenny has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in North Carolina. Carolina Wealth Management, Inc is an advisory company that has its headquarters in Greenville, NC. The firm has offices in two locations and a total of eight financial advisors. It controls $516 million in assets between its 522 client accounts, placing it among the larger firms in the nation by assets under management. Of its 522 customer accounts, 23% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. Carolina Wealth Management, Inc has a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fees typically depend on the type of services. However, fees charged by Carolina Wealth Management, Inc can include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1706-A East Arlington Blvd.
Greenville, NC 27858

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Carolina Wealth Management, Inc Brokerage Details

Total Assets Under Management

$515,883,273

NC Average: $3,625,019,099
Total Number of Employees

8

NC Average: 22
Total Number of Accounts

522

NC Average: 1,917
Average Account Size

$988,282

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Derek Pszenny Work History

Derek has been registered as a financial advisor for 3 years.*

2004 - Present (20 years)

Carolina Wealth Managment, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Derek Pszenny to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Carolina Wealth Management, Inc

Adam Osterbur
Greenville, NC
Joseph Parker
Greenville, NC
Jonathan Blackwell
Greenville, NC
Thomas Meyer
Greenville, NC
David Damm
Greenville, NC
Derek Pszenny
Greenville, NC
Patrick Molamphy
Greenville, NC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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