Dustin
Hocken

Omnistar Financial Group, Inc

CRD#6138523
Investment Advisor
in Wilmington, NC

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About this Advisor

Dustin Hocken is a certified financial planner and chartered financial consultant who works out of Wilmington, North Carolina, who has 2 years of relevant experience. Hocken works at Omnistar Financial Group, Inc. Over the course of their career, they have held roles at Northwestern Mutual Investment Services, LLC, Northwestern Mutual Life Insurance Company, Longhorn Steakhouse, University Of Northern Iowa, Northwestern Mutual Wealth Management Company and Omnistar Financial Group, Inc. Hocken maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in North Carolina. Omnistar Financial Group, Inc is an advisory company based out of Wilmington, NC. The firm has a total of eight employees. It administers $160 million in assets across its 347 customer accounts, making it one of the mid-sized financial advisory firms in the country by assets under management. Of its 347 client accounts, just 13% belong to high-net-worth investors who have greater than $1 million in assets available to invest. The advisory firm provides a few services, such as financial planning services, portfolio management for individuals and small businesses and pension consulting services. Financial advisory fees typically depend on the type of financial services offered. However, fee types charged by Omnistar Financial Group, Inc may include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Consultant

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1712 Eastwood Road Suite 212
Wilmington, NC 28403

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Omnistar Financial Group, Inc Brokerage Details

Total Assets Under Management

$160,420,000

NC Average: $3,625,019,099
Total Number of Employees

8

NC Average: 22
Total Number of Accounts

347

NC Average: 1,917
Average Account Size

$462,305

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Dustin Hocken Work History

Dustin has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Omnistar Financial Group, Inc

2016 - Present (8 years)

Northwestern Mutual Wealth Management Company

2015 - Present (9 years)

Northwestern Mutual Investment Services, LLC

2013 - Present (11 years)

Northwestern Mutual Life Insurance Company

2012 - Present (12 years)

University Of Northern Iowa

2013 - 2015 (2 years)

Northwestern Mutual Investment Services, LLC

2011 - 2014 (3 years)

Longhorn Steakhouse

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Dustin Hocken to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Omnistar Financial Group, Inc

Lawrence Carr
Wilmington, NC
Dustin Hocken
Wilmington, NC
Phillip Clark
Hickory, NC
Roger Fuller
Wilmington, NC
Peyton Whisnant
Wilmington, NC
David Darab
Wilmington, NC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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