Francis
Newman
Ally Invest Advisors
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About this Advisor
Francis Newman is a financial advisor based out of Charlotte, North Carolina who has 1 year of industry experience. Newman is an advisor for Ally Invest Advisors. Their career trajectory has included roles at Td Ameritrade, Aepg Wealth Strategies, Abar Retirement Plan Services LLC and Ally Invest Advisors. Newman maintains a Series 65 license, qualifying them as an investment advisor representative, and is approved to serve investors in New Jersey. Ally Invest Advisors is a registered investment business based in Charlotte, NC. The investment advisory business has offices in three locations and a total of 14 employees. It controls $987 million in assets under management among its 80,983 client accounts, making it one of the larger investment advisory firms in the country by assets under management. The advisory firm has a few services, such as financial planning services and portfolio management for individuals and small businesses. Fees for financial management are based on which services the firm provides the client. Fees charged by Ally Invest Advisors typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Ally Invest Advisors Brokerage Details
$986,653,558
14
80,983
$12,183
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Francis Newman Work History
Francis has been registered as a financial advisor for 1 years.*
Ally Invest Advisors
Td Ameritrade
Aepg Wealth Strategies
Abar Retirement Plan Services LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Francis Newman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Ally Invest Advisors
Charlotte, NC
Calabasas, CA
Charlotte, NC
Charlotte, NC
Winter Garden, FL
Charlotte, NC
Charlotte, NC
Charlotte, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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