Thomas
Wall

Ally Invest Advisors

CRD#7259127
Investment Advisor
in Charlotte, NC

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About this Advisor

Thomas Wall is a financial advisor based in Charlotte, North Carolina, working with Ally Invest Advisors. Thomas has previously held positions at Ally Invest Securities LLC, State Employees Credit Union, Wingate University, and Ally Invest Advisors. Thomas has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in North Carolina. Currently, Thomas is part of Ally Invest Advisors, which operates out of Charlotte, North Carolina. The firm has 3 offices and 12 employees. The firm manages assets totaling $1.1 billion and offers services including financial planning services and portfolio management for individuals and small businesses. The fee structure at Ally Invest Advisors includes asset-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets

Office Location

601 S. Tryon Street Suite 100
Charlotte, NC 28202

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Ally Invest Advisors Brokerage Details

Total Assets Under Management

$1,127,619,162

NC Average: $3,625,019,099
Total Number of Employees

12

NC Average: 22
Total Number of Accounts

70,547

NC Average: 1,917
Average Account Size

$15,984

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Thomas Wall Work History

2022 - Present (2 years)

Ally Invest Advisors

2020 - Present (4 years)

Ally Invest Securities LLC

2015 - 2020 (5 years)

State Employees Credit Union

2011 - 2015 (4 years)

Wingate University

Disclosures

Please visit the SEC profile of Thomas Wall to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ally Invest Advisors

Hameem Shah
Charlotte, NC
Royce Guerrero
Charlotte, NC
Sammy Santacruz
Charlotte, NC
Miteshkumar Patel
Charlotte, NC
Joshua Smail
Charlotte, NC
Dylan Hood
Charlotte, NC
Connor Snook
Charlotte, NC
Derek Petrella
Charlotte, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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