Frank
Dworsky

Stifel, Nicolaus & Company, Inc

CRD#855126
Investment Advisor
in Chapel Hill, NC

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About this Advisor

Frank Dworsky is a financial advisor based in Chapel Hill, North Carolina, working with Stifel, Nicolaus & Company, Inc. Frank has previously held positions at Morgan Stanley Smith Barney LLC, Morgan Stanley Private Bank, N.A, and Stifel Nicolaus & Co Inc. Frank has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Florida, North Carolina, and Texas. Currently, Frank is part of Stifel, Nicolaus & Company, Inc, which operates out of Chapel Hill, North Carolina. The firm has 460 offices and 6,534 employees. The firm manages assets totaling $149.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Stifel, Nicolaus & Company, Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

1414 Raleigh Road
Chapel Hill, NC 27517

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$149,248,936,163

NC Average: $11,469,110,461
Total Number of Employees

6,534

NC Average: 458
Total Number of Accounts

348,524

NC Average: 33,415
Average Account Size

$428,231

NC Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Frank Dworsky Work History

2020 - Present (5 years)

Stifel Nicolaus & Co Inc

2015 - 2020 (5 years)

Morgan Stanley Private Bank, N.A

2015 - 2019 (4 years)

Morgan Stanley Private Bank, N.A

2009 - 2015 (6 years)

Morgan Stanley Smith Barney LLC

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Frank Dworsky to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Tracey Franklin
Barrington, IL
Tashia Joseph
Melbourne, FL
David Milling
Springfield, IL
Amy Aichholz Pachan
Saint Louis, MO
Joe Bozarth
Woodway, TX
Michael Maddox
Modesto, CA
Randall Johnson
Wichita, KS

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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