Herbert
Ormond

H. L. Ormond & Company, LLC

CRD#1526791
Investment Advisor
in Greenville, NC

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About this Advisor

Herbert Ormond is a financial advisor based in Greenville, North Carolina with a total of 2 years of relevant experience. Ormond is on the advisory team at H. L. Ormond & Company, LLC. Their career trajectory has included roles at Raymond James Financial Services, Inc, Raymond James Financial Services Advisors, Inc, H L Ormond & Company LLC and Taes2, LLC. Ormond holds Series 63 and Series 66 licenses, which qualify them as a securities agent, and is able to operate in North Carolina and Texas. H. L. Ormond & Company, LLC is a company based out of Greenville, NC. It has $275 million in total assets across its 1,130 customer accounts, placing it among the mid-sized firms in the nation by assets under management. Of its 1,130 customer accounts, 27% are held by high-net-worth investors who have more than $1 million in assets. H. L. Ormond & Company, LLC offers a few services, including portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fee schedules are based on which service is offered. However, fees charged by H. L. Ormond & Company, LLC can include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

1001 Conference Drive Suite A
Greenville, NC 27858

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H. L. Ormond & Company, LLC Brokerage Details

Total Assets Under Management

$274,471,150

NC Average: $3,625,019,099
Total Number of Employees

4

NC Average: 22
Total Number of Accounts

1,130

NC Average: 1,917
Average Account Size

$242,895

NC Average: $1,890,985

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Herbert Ormond Work History

Herbert has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

H L Ormond & Company LLC

2015 - Present (9 years)

Taes2, LLC

2011 - 2021 (10 years)

Raymond James Financial Services, Inc

2011 - 2021 (10 years)

Raymond James Financial Services Advisors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Herbert Ormond to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at H. L. Ormond & Company, LLC

Michelle Corey
Greenville, NC
Herbert Ormond
Greenville, NC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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