Stifel, Nicolaus & Company, Inc
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About this Advisor
Howard Douglas is a certified financial planner whose office is in Charlotte, North Carolina. Currently a registered financial advisor with Stifel, Nicolaus & Company, Inc, Douglas has an impressive 22 years of practice as a registered advisor. Douglas maintains a Series 63 license, designating the advisor as a securities agent. Douglas can operate in North Carolina. Over the course of their career, they have held roles at A. G. Edwards & Sons, Inc, Wachovia Securities, LLC and Stifel Nicolaus & Co Inc. Stifel, Nicolaus & Company, Inc is headquartered in Charlotte, North Carolina, and operates out of 362 other locations across the United States. In total, Stifel, Nicolaus & Company, Inc oversees $72 billion in assets dispersed across 188,394 client accounts and employs more than 5,570 people. The amount of assets the firm manages places it among the biggest firms in the country. The firm manages 123,069 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 24% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Stifel, Nicolaus & Company, Inc can offer portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Howard Douglas Work History
Howard has 22 years of experience.
Stifel Nicolaus & Co Inc
Wachovia Securities, LLC
Wachovia Securities, LLC
A. G. Edwards & Sons, Inc
Howard Douglas has no disclosures.
Please visit their SEC profile for more details.