James
Poole
Linden Thomas Advisory Services, LLC
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About this Advisor
James Poole is a certified financial planner who works in Charlotte, North Carolina with 1 year of industry experience. Poole is currently employed by Linden Thomas Advisory Services, LLC. Over the course of their career, they have held roles at Securian Financial Services Inc, Commonwealth Financial Group, Shelter Lending Services, Eagle Home Mortgage, The College Of Charleston, Securian Financial Services, Linden Thomas & Company Securities, LLC and Linden Thomas Advisory Services, LLC. Poole holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to operate in North Carolina. Linden Thomas Advisory Services, LLC is a company that has its headquarters in Charlotte, NC. It has $1 billion in assets under management across its 6,096 customer accounts, placing it among the larger firms in the nation by assets under management. Of its 6,096 customer accounts, 66% belong to high-net-worth individuals who have more than $1 million in assets available to invest. Linden Thomas Advisory Services, LLC performs a set of services, such as financial planning services, portfolio management for individuals and small businesses and pension consulting services. A financial advisor's fee schedules largely are based on which services the firm provides the client. Fees charged by Linden Thomas Advisory Services, LLC can include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Linden Thomas Advisory Services, LLC Brokerage Details
$1,139,212,272
11
6,096
$186,879
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
James Poole Work History
James has been registered as a financial advisor for 1 years.*
Linden Thomas & Company Securities, LLC
Linden Thomas Advisory Services, LLC
Securian Financial Services Inc
Commonwealth Financial Group
Securian Financial Services
Commonwealth Financial Group
Shelter Lending Services
Eagle Home Mortgage
The College Of Charleston
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Poole to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Linden Thomas Advisory Services, LLC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
